Mid-level Associate - Financial Regulatory & Institutions

DC – £235,000 - £375,000

Mid-level Associate - Financial Regulatory & Institutions:
 
A premier international law firm is seeking a highly motivated mid-level associate to join its Financial Regulatory & Institutions practice, advising top-tier global financial clients on complex regulatory, compliance, and enforcement matters.
 
This role offers the opportunity to work alongside nationally recognized practitioners in a collaborative environment on some of the most sophisticated issues affecting financial institutions today.
 
The role:

• Advise U.S. and global financial institutions on regulatory compliance matters including:
• Broker-dealer and investment adviser registration
• Bank, bank holding companies, and foreign bank regulation
• Clearing agency and margin/collateral frameworks
• Assist with the development and implementation of compliance programs, risk frameworks, and regulatory filings
• Assist with the development and implementation of compliance programs, risk frameworks, and regulatory filings
• Monitor regulatory developments and advise clients on emerging rules and enforcement trends

 
What We're Looking For:

• 2–5 years of experience in financial regulatory or enforcement matters
• JD from a top-tier law school
• Experience gained at a top global law firm or a major U.S. Big Law practice group
• Ability to handle complex and fast moving regulatory issues for intitutional clients
• Demonstrated expertise in one or more of: broker-dealer regulation, swaps/derivatives, banking regulation, clearing, investment adviser compliance

 
Interested? Apply directly or reach out confidentially to learn more.